Our firm's staff specializes in the administration of profit sharing, money purchase, 401(k), and non-qualified tax-deferred compensation retirement plans. Our service-minded approach and eye for automation help assure prompt and accurate advice and management to individuals and corporate retirement plans.  Our approach is to maximize the success of a given plan by optimizing our investment selections and the model portfolios provided for the participants use.  

We conduct quarterly reviews of the 401(k) retirement plans under our management, analyzing each model ranging from conservative allocation to aggressive allocation, the individual funds’ performance and market/investment philosophy, and the reasonableness of all fees involved with the plan.  Twice a year we meet with a designated ‘Committee’ comprised of trustees and third-party administrators to review the plan with all plan fiduciaries to ensure the best possible services for the plan participants. 

 We are available as a 3(38) Investment Manager Fiduciary and as such are legally bound to serve the needs of the plan participants first and foremost while removing a substantial portion of liability from the plan sponsors.  

Additionally, we are very knowledgeable and have experience with many compliance issues set forth by both ERISA and the DOL (Department of Labor) for 401(k) and other retirement plans.  We will be certain that your retirement plan is not only in compliance but following all the standards set forth by the various agencies.  

Contribution limits for 2015 are $18,000 (under 50 years old and $24,000 (50 and over).  

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Due to renewed State orders for shelter-in-place we will be modifying our office operations. We will be suspending services at our physical office for the public. However, we are available to you via web meeting (zoom), email and telephone (Phone lines have been forwarded to our personal cell phones) during regular business hours. We will be able to fully service all your investment needs with no interruption.

You may drop contribution checks at our office through the mail slot or they may be mailed directly to TD Ameritrade (address listed below). Please be sure to notate your account number on the check.

TD Ameritrade
PO BOX 650567
Dallas, TX 75265-0567

Rest assured that we will continue to monitor your investments and market conditions on an ongoing basis with no interruption. Should you have any questions or concerns please feel free to contact us.

We will navigate this crisis as best we can, coming together and making shared sacrifices. We hope that we can help to slow down the effect of this virus together and solve this swiftly. We also wish everyone well and would like to extend our gratitude for your patience during these trying times. Continue to watch for updates from us.