We understand that choosing a financial professional is a very important decision since it deals with your financial well-being.
Because of this, we want to make sure that you understand and feel comfortable with your options prior to making a final decision of allowing us to assist you with your personal finances.
First, we like to understand and then evaluate your current financial/investment situation and objectives to identify areas where we can add value in helping you meet your objectives.
Second, in order for you to gain a comfort level with us, and to make sure we've properly understood your personal finances and objectives, we like to share with you our financial recommendations. These meetings are on a no-obligation basis and all information is treated confidentially. After you've seen what we think about your situation and how we can help you meet your goals, you are in a much better position to make an informed decision as to whether we are the best firm for you.
We are very excited that you are considering investing in your future. It is never too late to plan ahead and we would like to take this opportunity to encourage you to do just that. Our main goal is to help you plan and meet all of your future personal financial goals. We appreciate your interest and look forward to hearing from you soon. Our initial consultation is complimentary with no obligation.
Mike Dalton and Athena Stone are registered investment advisors in Stockton, California. As fee-only investment advisors, they have a fiduciary duty to act in the best interests of their client in every situation.
What to bring to your first appointment
- Statements of current investments
- Tax returns of the prior 1 to 2 years
- Download and complete Risk Tolerance Questionnaire (PDF)
- Understand our Relationship (PDF)
Schedule an Appointment
Consultation and services are provided in the form of concise and definitive financial analysis and presentation for each client. Individualized services are extended to clients as their financial goals are developed towards a desired financial future. Comprehensive advice and recommendations are provided to each client, enabling them to make sound financial decisions.
Recommendations on how to maintain a working knowledge and complete understanding of an individual portfolio are extended to every client.
Client care includes: continuous and consistent communication. Periodic updates are prepared and provided to clients to help them access their present financial position, and to provide recommendations in order to obtain the goals within the clients acceptable risk-tolerance.